Company Description
Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry in the United States and internationally.
The company’s Investor Communication Solutions segment handles the proxy materials distribution and voting processes for bank, broker-dealer, corporate issuer, and fund clients; and provides fund manager and a range of other regulatory communication solutions.
The segment also offers ProxyEdge, an electronic proxy delivery and voting solution; data-driven solutions and an end-to-end platform for content management, composition, and omni-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund and exchange-traded funds trade processing services; data and analytics solutions; annual SEC filing and capital markets transaction services; registrar, stock transfer, and record-keeping services; and omni-channel customer communications solutions, as well as operates Broadridge Communications Cloud platform that creates, delivers, and manages communications and customer engagement activities.
The Global Technology and Operations segment provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, order capture and execution, trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting, and custody-related services.
This segment also offers business process outsourcing services; technology solutions, such portfolio management, compliance, fee billing, and operational support solutions; and capital market and wealth and investment management solutions.
The company was founded in 1962 and is headquartered in Lake Success, New York.
| Country | United States |
| Founded | 1962 |
| IPO Date | Apr 2, 2007 |
| Industry | Information Technology Services |
| Sector | Technology |
| Employees | 15,000 |
| CEO | Timothy Gokey |
Contact Details
Address: 5 Dakota Drive, Suite 300 Lake Success, New York 11042 United States | |
| Phone | 516 472 5400 |
| Website | broadridge.com |
Stock Details
| Ticker Symbol | BR |
| Exchange | NYSE |
| Stock Type | Common Stock |
| Fiscal Year | July - June |
| Reporting Currency | USD |
| CIK Code | 0001383312 |
| CUSIP Number | 11133T103 |
| ISIN Number | US11133T1034 |
| Employer ID | 33-1151291 |
| SIC Code | 7389 |
Key Executives
| Name | Position |
|---|---|
| Timothy C. Gokey | Chief Executive Officer and Director |
| Christopher J. Perry | President |
| Hope M. Jarkowski | Corporate Vice President and Chief Legal Officer |
| Thomas P. Carey | Corporate Vice President and President of Global Technology and Operations |
| Richard J. Daly | Executive Chairman |
| Ashima Ghei | Corporate Vice President and Chief Finance Officer |
| Roz Smith | Chief Operating Officer |
| Tyler Derr | Chief Technology Officer |
| W. Edings Thibault | Head of Investor Relations and Corporate Communications |
| Gregg Rosenberg | Global Head of Corporate Communications |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Aug 14, 2025 | 144 | Filing |
| Aug 13, 2025 | 144 | Filing |
| Aug 12, 2025 | 144 | Filing |
| Aug 7, 2025 | 144 | Filing |
| Aug 5, 2025 | S-3ASR | Automatic shelf registration statement of securities of well-known seasoned issuers |
| Aug 5, 2025 | 10-K | Annual Report |
| Aug 5, 2025 | 8-K | Current Report |
| Jun 6, 2025 | 144 | Filing |
| Jun 6, 2025 | 144 | Filing |
| Jun 4, 2025 | 144 | Filing |